Investment Advisors, Hedge and Mutual Funds and Family Office
Protecting your company, your directors and officers, managing member or general partners
- SEC investigations
- Conflicts of interest between the firm and the portfolio companies
- Outside directorship liability
- Suits from limited partners
- Bankruptcy
- Employment practices
- Intellectual property and nonpublic information
- The Financial Stability Act of 2010
- Administrative Errors and Omissions
- Cost of Corrections and Trade Errors
- Estate Planning
- Tax Planning
- Bill Payment
Investment Advisors, Hedge and Mutual Funds and Family Offices need management liability insurance coverage to protect themselves from indemnity and financial insolvency, as a backstop for non-indemnifiable claims, and to protect fund performance. The Spofford Group will work with you to determine the right coverage for your firm and fund(s). Topics such as professional services performed, regulatory exclusion, fraud, loss and claims will be discussed with you to analyze your potential exposures and draft a policy that addresses your firm’s and fund’s(s’) unique risk profile. While each situation and company is different, investment advisors, hedge and mutual funds and family offices should generally consider carrying the following coverages:
To discuss your firm or fund’s specific needs, please call (781) 740-8990 or contact us here.